EM Sep 26 Audit AWM NFA/CASS SA
PwC
Line of Service
Assurance
Industry/Sector
Not Applicable
Specialism
Assurance
Management Level
Senior Associate
Job Description & Summary
Open to
SA1s only
Location
London EP
Qualifications
None stated
Closes
11 Sept, 1200
About the Role
The successful candidate would join as a Senior associate within our Client Assets (CASS) specialist audit team, which sits within Non-Financial Audit (NFA) in the Audit line of service. The role will involve being part of our audit team that delivers CASS audits to large, complex Banking & Capital Markets (AWM) clients.
Working in AWM will provide opportunities to gain experience working across a variety of clients including FTSE listed, global private companies, private partnerships, funds and Private Equity and Venture Capitalist backed companies. You'll work across a wide variety of industry sectors including, Real Estate, Hedge Funds, Pensions, Private Equity, traditional Asset and Wealth management, as well as technology and asset servicing businesses. This breadth of client base gives our people an unmatchable opportunity to gain deep understanding and experience across the whole AWM sector.
What you days will look like
Executing controls and substantive testing on CASS audits.
Coaching/supporting junior team members in the execution of control and substantive testing on CASS audits.
Overall project and stakeholder management (client and internal) in relation to delivery of CASS audits.
This role is for you if
Technical knowledge and experience of PwC audit guidance/methodology, particularly controls and substantive testing methodology.
Technical knowledge and experience in the UK FCA Client Asset rules (CASS) and how they apply to AWM clients (i.e. investment business).
Experience and competence in project management and delivering of an audit engagement, including tracking audit status, providing status updates and managing key internal and external stakeholders.
Education (if blank, degree and/or field of study not specified)
Certifications (if blank, certifications not specified)
Required Skills
Optional Skills
Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Climate Change, Climate Change Risk Management, Communication, Compliance Auditing, Creativity, Data Analysis and Interpretation, Data Ingestion, Data Modeling, Data Quality, Data Transformation, Data Visualization, Double Materiality Assessment, Embracing Change, Emotional Regulation, Empathy, Environmental Geoscience, Environmental Regulation, GHG Reporting, Green Taxonomy, Inclusion, Intellectual Curiosity {+ 8 more}
Desired Languages (If blank, desired languages not specified)
Travel Requirements
Available for Work Visa Sponsorship?
Government Clearance Required?
Job Posting End Date
For employers only
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